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632  24 February 2003   

Taming International Corporations

On 22 February, I was invited to put my company law reform ideas to a Labour Reform seminar at the London School of Economics.  It was my Newport Manifesto that had triggered their interest, and you will find this new article easier to follow if you have checked it out.   I was challenged as Saturday to explain why the Labour Party, in terms of popular political appeal, should take seriously my highly-specialised ideas about company law reform.  This is what I say.  This would be the practical political outcome of a successful international treaty system, for the enforcement of Inter State Corporate Compliance.

  • Fat-cat abuse of power by Directors - my transparency proposals, coupled with the requirements of internal checks-and-balances, would place a thousand obstacles in the way of management abuse of power.

  • Tax evasion and the abuse of the company system by criminal networks would be dramatically reduced, organised crime disrupted;

  • Market Denial - ISCC states would be entitled to deny access to their markets to non-compliant companies, overriding the WTO treaty - this instrument of market denial represents an essential reassertion of democratic control over the power of the corporate sector.

  • Evasive liquidation - creditors of failed companies could where appropriate pursue claims against the holding corporations of failed companies, where the holding corporation had simply allowed its subsidiary to collapse;

  • TU effectiveness - trade unions would be empowered, to develop as institutions of the labour market - given open-access to company records, TU activists would be far better placed to negotiate on behalf of their members, with greatly increased opportunities for Court challenge;

  • Abuse of Legal "Rights" - the abuse of property and contract rights should be open to independent scrutiny - all international corporations would have to justify their actions as "reasonable", if challenged by Court action - artificial persons should not be accorded the same "personal" protection as natural persons, under the law.

  • Media access would be greatly strengthened - the best systemic counter to the abuse of power is the oxygen of publicity - the affairs of all the international corporations would become the subject-matter of a new arm of international journalism and investigation - greater publicity would contain the scope for the abuse of corporate power in every sector.

A new ISCC Treaty system could only be negotiated internationally, over a period of years.  I say that my Labour Government should convene a new Conference, inviting all 145 members of the WTO to negotiate a new ISCC Treaty, to complement and modify the present WTO treaty system. 

  • Take a look at the more detailed Brief, which I submitted to the Labour Reform seminar last Saturday.

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633   24 February 2003  

Inter State Corporate Compliance Treaty
The Negotiating Brief

If you have got this far, you must be serious!  In preparing for last Saturday's Labour Reform LSE Seminar, I prepared this schedule of the obligations. It would be the task of the negotiating parties to deliver a treaty embodying the these propositions - and I accept, that the negotiations could take five years, like the Uruguay Round which created the World Trade Organisation.  It should be remembered that these constraints would apply only to companies operating across nation-state boundaries: for any business (whether incorporated or not) operating solely within the territory of its jurisdiction-of-origin, the Treaty would generate no new constraints.  This would exempt from its operation the overwhelming majority of the world's trading enterprises.  But any artificial person (company, corporation) operating across boundaries, on an inter-state basis, would have to comply with this new Highway Code of corporate practice.

These are my suggestions...

I   New Treaty System needed  The international corporate sector has grown into a vast, complex network of “private” organisations, dominating and suborning Governments, avoiding taxes, oppressing populations, committing crimes and escaping criminal sanctions – most individual Governments are powerless to counter their abuse of power – international action constitutes the only thinkable way forward.  The UK Government should take the initiative to convene a new negotiating Conference.

II  New ISCC Treaty  At such a conference, UK should initiate a new “trade round” of international inter-state negotiations, with a view to agreeing the terms of a new Inter State Corporate Compliance Treaty - invitations should be sent to all 145 members of the World Trade Organisation - trigger validation to be by 75 ratifications, including 5 of the G7 countries;

III  Treaty Profile, or “road-map” to cover three categories of obligation –

  • State, or Government, functions
  • Company functions, to be discharged by ISCC-compliant companies
  • Judicial functions, to be discharged throughout member-states

IV  State, or Government, functions

  • A.     Market Denial  Each member-State to deny access to its markets to non-compliant companies: a compliant company would be a company (a) registered in a member-State jurisdiction and (b) otherwise ISCC-compliant;
  • B.     Operate prior substantive scrutiny of incorporation   The creation of a new abdroid should be subject to proper prior administrative scrutiny;
  • C.     Generic Enforcement  To enforce the ISCC-Treaty throughout its jurisdiction, both in respect of foreign-registered companies and companies known to be trading internationally.

V.  Company Functions, to be discharged by ISCC-compliant companies, i.e. those trading or seeking to trade in any member-state jurisdiction other than their own;

  • A.     Transparency Compliant companies to afford open access to company records, as ISCC-required;
  • B.     Internal Balance  Compliant companies to adopt internal checks and balances to counter executive monopoly power within the company, to comply with ISCC-principles of proper checks-and-balances;
  • C.     Trade Embargo  Compliant companies to trade only with other compliant companies. 

VI  Judicial Functions   Legislation in every ISCC member-State to enable its Courts -

  • A.    To enforce ISCC-obligations as a matter of local jurisdiction in any case coming before the national Courts (query: whether in both civil and criminal jurisdictions);

  • B.     To remove the protection of limited liability from any artificial person with a relevant shareholding in any other artificial person;

  • C.     To annul for unreasonableness the exercise of any property or contractual right where vested in an ISCC artificial person. 

End rwe 21 February 2003                                                                         

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